S-1MEF

As filed with the Securities and Exchange Commission on May 1, 2019

Registration No. 333-          

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

TRANSMEDICS GROUP, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Massachusetts
  3845
  83-2181531
(State or other jurisdiction of
incorporation or organization)
 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

200 Minuteman Road

Andover, MA 01810

(978) 552-0900

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Waleed H. Hassanein, M.D.

President and Chief Executive Officer

TransMedics Group, Inc.

200 Minuteman Road

Andover, MA 01810

(978) 552-0900

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Tara Fisher

Paul Kinsella

Prudential Tower

800 Boylston Street

Boston, MA 02199

(617) 951-7000

 

Richard D. Truesdell, Jr., Esq.

Marcel Fausten, Esq.

Davis Polk & Wardwell LLP

450 Lexington Avenue

New York, NY 10017

(212) 450-4000

 

 

Approximate date of commencement of proposed sale to public: As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ 333-230736

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act.    ☐

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of Securities

to be Registered

  Amount to be
Registered (1)
 

Proposed Maximum
Offering Price

Per Share

 

Proposed Maximum
Aggregate

Offering Price (2)

 

Amount of

Registration Fee (3)

Common stock, no par value per share

  1,138,500   $16.00   $18,216,000   $2,208

 

 

(1)

Represents only the additional number of shares being registered and includes 148,500 shares of common stock issuable upon exercise of the underwriters’ option to purchase additional shares of common stock. Does not include the securities that the registrant previously registered on the Registration Statement on Form S-1, as amended (File No. 333-230736).

(2)

The registration fee is calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, based on the proposed maximum aggregate offering price.

(3)

The registrant previously registered securities at an aggregate offering price not to exceed $91,885,000 on a Registration Statement on Form S-1 (File No. 333-230736), which was declared effective by the Securities and Exchange Commission on May 1, 2019. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of $18,216,000 is hereby registered, which includes shares issuable upon the exercise of the underwriters’ option to purchase additional shares.

 

 

This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.

 

 

 


EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the “Securities Act”). The contents of the Registration Statement on Form S-1, as amended (File No. 333-230736), initially filed by TransMedics Group, Inc. with the Securities and Exchange Commission (the “Commission”) on April 5, 2019, which was declared effective by the Commission on May 1, 2019, are incorporated by reference into this Registration Statement.

The required opinions and consents are listed on an Exhibit List attached hereto and filed herewith or incorporated herein by reference in accordance with Rule 439(b) of the Securities Act.


EXHIBIT LIST

 

Exhibit No.

  

Description

  5.1    Opinion of Ropes & Gray LLP
23.1    Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm
23.2    Consent of Ropes & Gray LLP (included in Exhibit 5.1)
24.1    Powers of Attorney (previously filed on the signature page to the registrant’s Registration Statement on Form S-1, Registration No. 333-230736 and incorporated by reference herein)


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized in the Town of Andover, Commonwealth of Massachusetts, on the 1st day of May, 2019.

 

TRANSMEDICS GROUP, INC.
By:  

/s/ Waleed H. Hassanein, M.D.

  Name:   Waleed H. Hassanein, M.D.
  Title:   President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

  

Title

 

Date

/s/ Waleed H. Hassanein, M.D.

Waleed H. Hassanein, M.D.

  

President, Chief Executive Officer and Director

(Principal Executive Officer)

  May 1, 2019

/s/ Stephen Gordon

Stephen Gordon

  

Chief Financial Officer, Treasurer and Secretary

(Principal Financial Officer and Principal Accounting Officer)

  May 1, 2019

*

James R. Tobin

   Director, Chairman of the Board of Directors   May 1, 2019

*

Edward M. Basile

   Director   May 1, 2019

*

James Gilbert

   Director   May 1, 2019

*

Thomas J. Gunderson

   Director   May 1, 2019

*

Edwin M. Kania, Jr.

   Director   May 1, 2019

*

David Weill, M.D.

   Director   May 1, 2019

 

*By:  

/s/ Stephen Gordon

  Stephen Gordon
  Attorney-in-Fact
EX-5.1

Exhibit 5.1

 

LOGO

  

ROPES & GRAY LLP

PRUDENTIAL TOWER

800 BOYLSTON STREET

BOSTON, MA 02199-3600

WWW.ROPESGRAY.COM

May 1, 2019

TransMedics Group, Inc.

200 Minuteman Road

Andover, Massachusetts 01810

Ladies and Gentlemen:

We have acted as counsel to TransMedics Group, Inc., a Massachusetts corporation (the “Company”), in connection with (i) the Registration Statement on Form S-1 (File No. 333-230736) (as amended through the date hereof, the “Initial Registration Statement”) filed by the Company with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”), and (ii) the second Registration Statement on Form S-1 filed by the Company pursuant to Rule 462(b) under the Securities Act (the “462(b) Registration Statement,” and together with the Initial Registration Statement, the “Registration Statement”). This opinion letter is furnished to you in connection with the filing of the 462(b) Registration Statement, relating to the registration of up to 1,138,500 shares of the common stock, no par value per share, of the Company (the “Shares”), which includes shares issuable upon the exercise of the underwriters’ option to purchase additional shares, if any. The Shares are proposed to be sold pursuant to an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC, as representatives of the underwriters named therein.

In connection with this opinion letter, we have examined such certificates, documents and records and have made such investigation of fact and such examination of law as we have deemed appropriate in order to enable us to render the opinions set forth herein. In conducting such investigation, we have relied, without independent verification, upon certificates of officers of the Company, public officials and other appropriate persons.

The opinions expressed below are limited to the Massachusetts Business Corporation Act.

Based upon and subject to the foregoing, we are of the opinion that the Shares have been duly authorized and, when issued and delivered pursuant to the Underwriting Agreement and against payment of the consideration set forth therein, will be, validly issued, fully paid and non-assessable.

We hereby consent to your filing this opinion as an exhibit to the 462(b) Registration Statement and to the use of our name therein and in the related prospectus under the caption “Legal Matters.” In giving such consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission thereunder.

Very truly yours,

/s/ Ropes & Gray LLP

Ropes & Gray LLP

EX-23.1

Exhibit 23.1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We hereby consent to the incorporation by reference in this Registration Statement on Form S-1 of our report dated March 29, 2019 relating to the financial statements of TransMedics, Inc., which appears in Amendment No. 3 to the Registration Statement on Form S-1 (No. 333-230736) of TransMedics Group, Inc. We also consent to the reference to us under the heading “Experts” in Amendment No. 3 to the Registration Statement on Form S-1 (No. 333-230736) incorporated by reference in this Registration Statement.

/s/ PricewaterhouseCoopers LLP

Boston, Massachusetts

May 1, 2019